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Question for Lawyers - Can CEOs or Boards of Finacial Firms be Charged w/ Criminal Act
From: David Farber <dave () farber net>
Date: Mon, 22 Sep 2008 03:35:54 -0400



Begin forwarded message:

From: Stagg_Newman () mckinsey com
Date: September 21, 2008 9:20:39 PM EDT
To: dave () farber net
Subject: Question for Lawyers - Can CEOs or Boards of Finacial Firms be Charged w/ Criminal Act


Under Sarbanes-Oxley or other laws are there legimate grounds for criminal acts of the CEOs or board members of the firms that created the financial crisis by creating apparently fraudulent instruments?

Are their reasonable civil cases that can be brought to go after personal assets of CEOs or board members who profited?
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